BP
Brittany E. Pridgeon
SPC
Ocean City, MD
Some features on this profile are disabled
CRD#: 6286367
BP
Professional summary
Brittany Ester-noelle Pridgeon, who also goes by Brittany Noelle Pridgeon, is a registered financial advisor currently at SPC located in Ocean City, Maryland and SIGMA FINANCIAL CORPORATION located in Ann Arbor, Michigan.
Brittany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Brittany has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brittany Noelle Pridgeon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BRITTANY PRIDGEON/ROVER.COM STAFFORD, VA CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: EMPLOYEE DUTIES: WALK DOGS AND DOG SIT FOR OUT-OF-TOWN OWNERS. START DATE: 02/2018 HOURS PER MONTH: 25 HOURS PER MONTH DURING TRADING HOURS: 0. 2) BRITTANY PRIDGEON, 1749 JEFFERSON DAVIS HIGHWAY, STAFFORD, VA CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: WAITRESS DUTIES: WAITRESS TABLES AT THE LOG CABIN RESTAURANT START DATE: 11/2021 HOURS PER MONTH: 16 HOURS PER MONTH DURING TRADING HOURS: 0 3) BRITTANY PRIDGEON/ SEACRETS 117 49TH ST. OCEAN CITY, MD CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: SERVER DUTIES: WAITRESS TABLES AT A RESTAURANT START DATE: 5/2022 HOURS PER MONTH: 24 HOURS PER MONTH DURING TRADING HOURS: 0 4) ATLANTIC GENERAL HOSPITAL FOUNDATION POSITION: General Council Member NATURE: Volunteer Foundation for Atlantic General/ Tidal Health Fundraising and community engagement INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 10320 Ocean City Blvd, Berlin MD 21811, United States DESCRIPTION: Promoting philanthropic efforts to enhance the health of the community. 5) BNP INSIGHTS POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2025 ADDRESS: 10002 Coastal Hwy, Unit 708, Ocean City MD 21842, United States DESCRIPTION: I will be filing for my own LLC to help small businesses with marketing and social media. I have friends who are local small business owners for things like Construction, tile, home remodel, etc. that have been asking me for marketing and business administration work (social media, networking with other local businesses, print ads, etc.) so I plan on filing to open an LLC to be able to help them from time to time with this. This will not be anything securities and financial related in any way.
CRS (Client Relationship Summary) - RIA
Click below to view Brittany Ester-noelle Pridgeon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2025 - Present
SPC
RIA
CRD#: 110692
Ocean City, MD
Current
November 5, 2025 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 300 Parkland Plaza, Ann Arbor, MI 48103-9508BD
CRD#: 14303
Ann Arbor, MI
Past
January 24, 2025 - October 31, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
January 24, 2025 - October 31, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 15, 2025 - January 24, 2025
OSAIC FA, INC.
RIA
CRD#: 3978
RADNOR, PA
Past
July 6, 2016 - January 24, 2025
OSAIC FS, INC.
BD
CRD#: 3870
RADNOR, PA
Past
July 6, 2016 - January 24, 2025
OSAIC FA, INC.
BD
CRD#: 3978
RADNOR, PA
Past
January 24, 2014 - July 5, 2016
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(11/5/2025)
IAR
Maryland(11/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
