Scott T. Davies
Professional summary
Scott Thomas Davies, who also goes by Scott Davies, is a registered financial professional currently at BTIG, LLC located in Boston, Massachusetts.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2015. Scott has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Thomas Davies's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2017 - Present
BTIG, LLC
Office #1: 260 Franklin Street Suite 720, Boston, MA 02210July 15, 2015 - November 16, 2017
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(9/23/2022)
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Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Company Information
BTIG, LLC
CRD#: 122225Boston, MA 02210TRUST BUT VERIFY
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