Eric Ambriz

Some features on this profile are disabled

CRD#: 6285745

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Ambriz was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2014. Eric had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 9, 2017 - September 25, 2017

BCU WEALTH ADVISORS, LLC

RIA

CRD#: 164173

VERNON HILLS, IL

Past

August 8, 2017 - October 11, 2017

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

VERNON HILLS, IL

Past

August 7, 2017 - October 11, 2017

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

VERNON HILLS, IL

Past

February 10, 2017 - May 26, 2017

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

CHICAGO, IL

Past

February 10, 2017 - May 26, 2017

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

October 15, 2014 - February 2, 2017

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DEERFIELD, IL

Past

March 12, 2014 - February 2, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

DEERFIELD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCU WEALTH ADVISORS, LLC

CRD#: 164173 / SEC#: 801-81122

RIA

Registered Investment Advisory firm - (3/12/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Illinois

Registered Investment Advisory firm - (3/13/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (9/14/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (3/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2014

General Securities Representative Examination

Current Firm

BCU WEALTH ADVISORS, LLC

CRD#: 164173 / SEC#: 801-81122

RIA

Registered Investment Advisory firm - (3/12/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Illinois

Registered Investment Advisory firm - (3/13/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (9/14/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (3/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/13/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 N. Milwaukee Avenue, Vernon Hills, IL 60061

Mailing Address

Phone number

(847) 932-8007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 030725 (3/7/2025)

BCU WEALTH WRAP BROCHURE 021025 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	1,899
AUM (Assets Under Management)	$ 534,972,633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric Ambriz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BCU WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2014

SIE

Date: 10/11/2017

Series 7

Date: 3/12/2014

Current Firm

BCU WEALTH ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BCU WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors