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Gareth Eduardo Dacunha

CRD# 6285600·Registered 2014 - 2025
Previously Registered: Being a previously registered professional could mean that Gareth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gareth Eduardo Dacunha, who also goes by Gareth Eduardo Da Cunha, Gareth Dacunha, was a registered financial advisor. Gareth was a previously registered financial professional and started their career in finance 2014 - 2025. Gareth had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gareth Eduardo Da Cunha, Gareth Dacunha

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

ALLIO MARKETS, LLC·CRD# 318268
BD
Seattle, WA
May 29, 2025 - December 12, 2025
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
Salt Lake City, UT
January 5, 2024 - August 13, 2024
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
New York, NY
April 6, 2022 - September 21, 2022
ARETE WEALTH ADVISORS, LLC·CRD# 145488
RIA
New York, NY
March 28, 2022 - September 22, 2022
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
July 22, 2021 - March 22, 2022
HARRISDIRECT LLC·CRD# 42159
RIA
Denver, CO
October 6, 2016 - August 4, 2021
E*TRADE SECURITIES LLC·CRD# 29106
BD
Denver, CO
October 6, 2016 - August 4, 2021
CURIAN CAPITAL, LLC·CRD# 120270
RIA
Denver, CO
January 12, 2016 - March 29, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
January 12, 2016 - September 9, 2016
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
St. Petersburg, FL
May 14, 2015 - June 2, 2015
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
May 5, 2014 - June 2, 2015

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Current Firm

AM
ALLIO MARKETS, LLC

ALLIO CAPITAL | ALLIO MARKETS, LLC

CRD#: 318268 / SEC#: 8-70846
BD
Terminated by SEC on 02/03/2026

Contact Information

Established

Delaware since 11/15/2021

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIO HOLDINGS, LLCDIRECT OWNER—
GARCIA, DANIEL THOMASCHIEF COMPLIANCE OFFICER5847982
GEORGE, THOMAS KEITHFINOP5378303
PERUGINI, NICOLOCEO6738393

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Denver Bison Co. - Investment Related: No - (Personal Address) - Bison meat distribution and consumer packaging - Founder/President - began 10/11/2019 - Hours devoted to business: 40 - Hours devoted during Securities business: 0 - . Recipe construction, production sourcing, production contracting, brad management, marketing management, B2B sales, webmaster, other menial duties. 2. Masterworks; investment related; New York, NY; start date as noted in the employment section; 160 hours all during trading hours; Duties art securities sales.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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