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GD

Gareth E. Dacunha

Some features on this profile are disabled
CRD#: 6285600
GD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gareth Eduardo Dacunha, who also goes by Gareth Eduardo Da Cunha, Gareth Dacunha, was a registered financial professional .

Gareth is a previously registered financial professional and started their career in finance in 2014. Gareth had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gareth Eduardo Da Cunha | Gareth Dacunha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 29, 2025 - December 12, 2025

ALLIO MARKETS, LLC

BD
CRD#: 318268
SEATTLE, WA
Past

January 5, 2024 - August 13, 2024

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
Salt Lake City, UT
Past

April 6, 2022 - September 21, 2022

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
New York, NY
Past

March 28, 2022 - September 22, 2022

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
New York, NY
Past

July 22, 2021 - March 22, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
New York, NY
Past

October 6, 2016 - August 4, 2021

HARRISDIRECT LLC

RIA
CRD#: 42159
Denver, CO
Past

October 6, 2016 - August 4, 2021

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Denver, CO
Past

January 12, 2016 - March 29, 2016

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

January 12, 2016 - September 9, 2016

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

May 14, 2015 - June 2, 2015

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

May 5, 2014 - June 2, 2015

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/5/2014
General Securities Representative Examination

Current Firm

AM
ALLIO MARKETS, LLC
ALLIO CAPITAL | ALLIO MARKETS, LLC

CRD#: 318268 / SEC#: , 8-70846

BD
Terminated by SEC on 02/03/2026
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 11/15/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIO HOLDINGS, LLCDIRECT OWNER
GARCIA, DANIEL THOMASCHIEF COMPLIANCE OFFICER5847982
GEORGE, THOMAS KEITHFINOP5378303
PERUGINI, NICOLOCEO6738393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIO MARKETS, LLC

CRD#: 318268

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