Kevin D. Kennedy

VICTRIX INVESTMENT ADVISORS

Park City, UT 84098

CRD#: 6285267

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Professional summary

Kevin Donald Kennedy, who also goes by Kevin D Kennedy, is a registered financial advisor currently at VICTRIX INVESTMENT ADVISORS located in Park City, Utah.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin D Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Donald Kennedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2020 - Present

VICTRIX INVESTMENT ADVISORS

Office #1: 6300 N. Sagewood Drive, Suite H-396, Park City, UT 84098

RIA

CRD#: 167517

Park City, UT

Past

April 9, 2015 - December 31, 2019

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

PARK CITY, UT

Past

April 9, 2015 - December 31, 2019

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PARK CITY, UT

Past

June 2, 2014 - November 6, 2014

EDWARD JONES

RIA

CRD#: 250

HOLLADAY, UT

Past

February 25, 2014 - November 6, 2014

EDWARD JONES

CRD#: 250

HOLLADAY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTRIX INVESTMENT ADVISORS

CRD#: 167517 / SEC#: 801-121443

RIA

Registered Investment Advisory firm - (6/9/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2021 Terminated)

Utah

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/8/2024)

IAR

Texas
(3/20/2025)

IAR

Utah
(1/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2014

General Securities Representative Examination

Current Firm

VICTRIX INVESTMENT ADVISORS

CRD#: 167517 / SEC#: 801-121443

RIA

Registered Investment Advisory firm - (6/9/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2021 Terminated)

Utah

Registered Investment Advisory firm - (6/25/2021 Terminated)

PREMIUM

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Contact information

Main Address

823 Se Osceola St, Stuart, FL 34994

Mailing Address

Phone number

(772) 320-9658

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICTRIX 2A BROCHURE (3/9/2026)

Regulatory assets under management

Total Number of Accounts	1,608
AUM (Assets Under Management)	$ 343,341,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin D. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Donald Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

VICTRIX INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2014

Current Firm

VICTRIX INVESTMENT ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTRIX INVESTMENT ADVISORS

TRUST BUT VERIFY

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