BJ
Benjamen D. Jacobs
JACOBS WEALTH MANAGEMENT
Milford, OH
Some features on this profile are disabled
CRD#: 6285250
BJ
Professional summary
Benjamen Drew Jacobs is a registered financial advisor currently at JACOBS WEALTH MANAGEMENT, LLC located in Milford, Ohio.
Benjamen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Benjamen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Benjamen Drew Jacobs is licensed to accept compensation for the sale of insurance products to JWM clients, and JWM and Mr. Jacobs may recommend or sell such products to JWM clients and receive compensation for such sale. This presents a conflict of interest as it gives JWM an Mr. Jacobs an incentive to recommend products based on the compensation received rather than on the client's needs. When recommending the sale of insurance products for which the supervised person receives compensation. JWM will document the conflict of interest in the client file and inform the client of the conflict od interest. JWM periodically reviews recommendations by its supervised persons to access whether they are based on an object evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. JWM will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be trying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). Clients always have the right to decide whether to purchase JWM recommended products and, if purchasing, have the right to purchase those products through other agents that are not affiliated with JWM. These activities are other business activities of both the Firm and Mr. Jacobs personally. This is investment related. Start date: 01/05/2022. Approximant # of hours/month he devotes to the other business, the number of hours he devotes to the other business during securities trading hours: Zero hours. Title: Independent Licensed Insurance Agent.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamen Drew Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2022 - Present
JACOBS WEALTH MANAGEMENT, LLC
RIA
CRD#: 318919
Milford, OH
Past
May 10, 2016 - April 1, 2022
WATERSTONE INVESTMENT COUNSEL, LLC
RIA
CRD#: 106639
CINCINNATI, OH
Past
March 17, 2014 - April 20, 2016
EDWARD JONES
RIA
CRD#: 250
MILFORD, OH
Past
February 25, 2014 - April 20, 2016
EDWARD JONES
BD
CRD#: 250
MILFORD, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/13/2022)
IAR
Ohio(3/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JW
JACOBS WEALTH MANAGEMENT, LLC
JACOBS WEALTH MANAGEMENT, LLC
CRD#: 318919 / SEC#:
Kentucky
Registered Investment Advisory firm - (9/13/2022 Approved)Ohio
Registered Investment Advisory firm - (3/8/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Milford, OH
Mailing Address
Phone number
(513) 722-7200
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 9,486,862 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
