Glenn H. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Harrison Anderson, who also goes by G. H. Anderson, Glenn H Anderson, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2014. Glenn had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2017 - May 31, 2019
KESTRA ADVISORY SERVICES, LLC
May 9, 2017 - May 31, 2019
KESTRA INVESTMENT SERVICES, LLC
July 1, 2015 - May 17, 2017
LPL FINANCIAL LLC
June 23, 2015 - May 17, 2017
LPL FINANCIAL LLC
September 10, 2014 - June 18, 2015
VAL VISTA CAPITAL MANAGEMENT, LLC
February 4, 2014 - August 14, 2014
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
