Jane B. Leech
Professional summary
Jane B Leech, who also goes by Jane B Harleman, Jane B Harleman Leech, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri.
Jane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jane has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jane B Leech's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2021 - Present
KRILOGY
Office #1: 275 N. Lindbergh Blvd Suite 20, St. Louis, MO 63141March 17, 2016 - August 24, 2021
MORGAN STANLEY
August 13, 2014 - August 24, 2021
MORGAN STANLEY
Primary Firm SEC Registration
KRILOGY
CRD#: 149046 / SEC#: 801-69838
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/30/2021)
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationCurrent Firm
KRILOGY
CRD#: 149046 / SEC#: 801-69838
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,780 |
| AUM (Assets Under Management) | $ 4,954,332,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 02/27/2025 | ||
| 10/12/2023 | ||
| 01/03/2023 |
Red Flags
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Company Information
KRILOGY
CRD#: 149046St. Louis, MO 63141TRUST BUT VERIFY
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