James M. Shaffer

INTEGRATED WEALTH SOLUTIONS

YORK, PA 17402

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CRD#: 6284327

Professional summary

James Morgan Shaffer is a registered financial advisor currently at INTEGRATED WEALTH SOLUTIONS, LLC located in York, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)�INSURANCE SALES; SAME ADDRESS; INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH. 2) KINSLEY CONSTRUCTION, INC. P.O. BOX 2886 YORK PA 17405; PROJECT MANAGER; 200 HOURS PER MONTH, ALL DURING TRADING HOURS. 3) FINANCIAL INDEPENDENCE GROUP (FIG), INVESTMENT RELATED, 221 W PHILADELPHIA STREET YORK PA 17401; FIXED INSURANCE BUSINESS; INSURANCE AGENT; STARTED 1/1/2023; SPENDS 10 HOURS PER MONTH ON ACTIVITY WITH 5 DURING TRADING HOURS; PROVIDES REVIEW AND QUOTES OF LIFE INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Morgan Shaffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2025 - Present

INTEGRATED WEALTH SOLUTIONS, LLC

Office #1: 2215 E. Market St, York, PA 17402

RIA

CRD#: 334422

YORK, PA

Past

September 12, 2022 - October 27, 2025

CAPE SECURITIES INC.

CRD#: 7072

YORK, PA

Past

September 9, 2022 - July 28, 2025

TERRA WEALTH

RIA

CRD#: 320643

YORK, PA

Past

May 24, 2016 - September 13, 2022

PFS INVESTMENTS INC.

RIA

CRD#: 10111

YORK, PA

Past

January 27, 2014 - September 13, 2022

PFS INVESTMENTS INC.

CRD#: 10111

YORK, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/27/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/21/2015

Investment Company Products/Variable Contracts Principal Examination

Current Firm

INTEGRATED WEALTH SOLUTIONS, LLC

CRD#: 334422 / SEC#:

Maryland

Registered Investment Advisory firm - (2/3/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/19/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/31/2025 Approved)

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Contact information

Main Address

2215 E. Market St, York, PA 17402

Mailing Address

Phone number

(717) 578-2892

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Shaffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Morgan Shaffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH SOLUTIONS, LLC

CAPE SECURITIES INC.

TERRA WEALTH

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2016

Series 63

Date: 2/17/2014

SIE

Date: 10/1/2018

Series 6

Date: 1/27/2014

Series 26

Date: 4/21/2015

Current Firm

INTEGRATED WEALTH SOLUTIONS, LLC

Contact information

Documents

Red Flags

Company Information

INTEGRATED WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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