James Morgan Shaffer
Professional Summary
James Morgan Shaffer is a registered financial advisor currently at INTEGRATED WEALTH SOLUTIONS, LLC located in York, Pennsylvania. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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JANNEY MONTGOMERY SCOTT LLC
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JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Contact Information
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JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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JANNEY MONTGOMERY SCOTT LLC
Current Firm
BLACKHAWK FINANCIAL GROUP | INTEGRATED WEALTH SOLUTIONS, LLC | FIRM FOUNDATION WEALTH | EEP & ASSOCIATES LLC
Contact Information
Main Address
2651 Carnegie Road, York, PA 17402Phone Number
(717) 313-2220# of Employees
8SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
883AUM (Assets Under Management)
$114,000,000Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
BLACKHAWK FINANCIAL GROUP | INTEGRATED WEALTH SOLUTIONS, LLC | FIRM FOUNDATION WEALTH | EEP & ASSOCIATES LLC
State Registrations and Notice Filings
(8/20/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2014About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2015About the Series 26 examSimilar Advisors
JANNEY MONTGOMERY SCOTT LLC
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CRS (Client Relationship Summary) - RIA
Click below to view James Morgan Shaffer's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
