Martha Reynoso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Reynoso was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 2014. Martha had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2021 - April 16, 2026
TRANSAMERICA RETIREMENT ADVISORS, LLC
March 31, 2021 - April 16, 2026
TRANSAMERICA INVESTORS SECURITIES, LLC
August 6, 2020 - March 29, 2021
VALIC FINANCIAL ADVISORS, INC.
July 30, 2020 - March 29, 2021
VALIC FINANCIAL ADVISORS, INC.
June 8, 2020 - August 6, 2020
USAA INVESTMENT SERVICES COMPANY
September 9, 2019 - July 30, 2020
USAA INVESTMENT SERVICES COMPANY
September 9, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
May 15, 2017 - June 4, 2019
ASSETMARK, INC.
May 12, 2017 - June 4, 2019
ASSETMARK BROKERAGE, LLC
September 13, 2016 - April 12, 2017
CHARLES SCHWAB & CO., INC.
June 9, 2016 - April 12, 2017
CHARLES SCHWAB & CO., INC.
July 31, 2014 - October 28, 2014
MML STRATEGIC DISTRIBUTORS, LLC
January 20, 2014 - August 1, 2014
MML DISTRIBUTORS, LLC
January 20, 2014 - April 19, 2016
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
