James D. Mihm

ARTA FINANCE

Chicago, IL

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CRD#: 6283763

Professional summary

James Daniel Mihm, who also goes by James D Mihm, James Mihm, is a registered financial advisor currently at ARTA FINANCE located in Chicago, Illinois.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James D Mihm | James Mihm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Daniel Mihm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2026 - Present

ARTA FINANCE

RIA

CRD#: 318714

Chicago, IL

Past

October 3, 2022 - February 6, 2026

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

June 21, 2022 - February 6, 2026

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHICAGO, IL

Past

June 21, 2022 - February 6, 2026

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

Chicago, IL

Past

April 27, 2017 - October 7, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CHICAGO, IL

Past

September 9, 2015 - April 23, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARTA FINANCE

ARBO WORKS | ARTA FINANCE WEALTH MANAGEMENT, LLC | ARTA FINANCE | ARBO WORKS WEALTH MANAGEMENT, LLC | ARBO WORKS INC

CRD#: 318714 / SEC#: 801-123662

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2022

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2015

General Securities Representative Examination

Current Firm

ARTA FINANCE

ARBO WORKS | ARTA FINANCE WEALTH MANAGEMENT, LLC | ARTA FINANCE | ARBO WORKS WEALTH MANAGEMENT, LLC | ARBO WORKS INC

CRD#: 318714 / SEC#: 801-123662

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

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Contact information

Main Address

153 Castro Street Suite 200, Mountain View, CA 94041

Mailing Address

Phone number

(650) 318-3898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARTA FINANCE FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	738
AUM (Assets Under Management)	$ 123,417,953

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James D. Mihm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Daniel Mihm's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARTA FINANCE

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITI PRIVATE ALTERNATIVES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

ARTA FINANCE

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2022

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2015

Current Firm

ARTA FINANCE

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARTA FINANCE

TRUST BUT VERIFY

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