MR
Michael L. Ross
EVERSPIRE
Abilene, TX 79605
Some features on this profile are disabled
CRD#: 6283398
MR
Professional summary
Michael Loryn Ross, who also goes by Mike Loryn Ross, Mike Ross, is a registered financial advisor currently at EVERSPIRE located in Abilene, Texas and MHL INVESTMENTS located in Abilene, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Loryn Ross | Mike Ross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SouthTowne Enterprise Inc. SCorp DBA Synchrony Wealth Management - Non-Investment Related. 2449 S Willis St. STE. 106, Abilene, TX 79605; Revenue from security business flows through the company, but all Security Business is done through MHL Investments and Everspire; 1/2011; 200 hours a month. 2) RedCap LLC - Non-Investment Related. 2457 N 1200 E, Provo, UT 84004. Real Estate Investments. Owned by father. Passive Partner; 2011; 0 hours a month 3) BlueCap Investment Group, LLC - Non-Investment Related. 2457 N 1200 E, Provo, UT 84004. Owned by father. Passive Partner. BlueCap owns RedCap. Lending and investing in real estate and provides loans to acquire property; 2011; 0 hours a month 4) ARWODJ LLC - Non-Investment related. 8201 Thompson Pkwy Abilene, TX 79606. Owner. Established for Tax Planning purposes; 11/17/2022; 0 hours a month. 5) LesMike Investments, LLC - Non-Investment related. 8201 Thompson Pkwy Abilene, TX 79606. Owner. Established for Tax Planning purposes; 11/16/2022; 0 hours a month. 6) Got Zoom - Non-Investment Related. 12351 W 96th Terrace, Lenexa, KS, 66215. Receives a referral fee for referring people who want to consolidate student loans and also use government programs to reduce student loan debt; 12/17/2019; 4 hours a month12/17/2019 7) TomiPlan - investment related; Midvale, UT; receive a referral fee for referring business to TomiPlan (Financial Planning company). No securities or financial products are offered at TomiPlan; 12/2022; ~10 hrs/month.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Loryn Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2023 - Present
EVERSPIRE
Office #1: 2449 S Willis St. Ste. 106, Abilene, TX 79605RIA
CRD#: 222515
Abilene, TX
Current
June 8, 2023 - Present
MHL INVESTMENTS
Office #1: 2449 S Willis St Ste 106, Abilene, TX 79605BD
CRD#: 2535
Abilene, TX
Past
December 9, 2019 - May 25, 2023
TITAN SECURITIES
RIA
CRD#: 131392
ABILENE, TX
Past
February 13, 2014 - May 25, 2023
TITAN SECURITIES
BD
CRD#: 131392
ABILENE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/8/2023)
RR
Connecticut(6/8/2023)
RR
Georgia(6/8/2023)
RR
Illinois(6/8/2023)
RR
Kansas(8/7/2023)
RR
Maryland(6/8/2023)
RR
Missouri(6/8/2023)
RR
New Mexico(8/7/2023)
RR
North Carolina(6/8/2023)
RR
Oklahoma(6/8/2023)
RR
Oregon(6/8/2023)
RR
South Dakota(6/8/2023)
RR
Tennessee(6/8/2023)
RR
Texas(6/8/2023)
IAR
Texas(6/8/2023)
RR
Utah(6/8/2023)
RR
Washington(6/8/2023)
RR
Wisconsin(6/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6900 South 900 East Suite 200, Midvale, UT 84047
Mailing Address
Phone number
(801) 545-8706
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 181,142,726 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
