Dan P. Jones

DJ FINANCIAL

Roseburg, OR 97470

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CRD#: 6283202

Professional summary

Dan Paul Jones is a registered financial advisor currently at DJ FINANCIAL located in Roseburg, Oregon.

Dan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Dan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAN JONES CPA SOLE PROPRIETORSHIP OFFERING TAX CONSULTING BEGINNING FULL TIME IN 2014. WILL PROVIDE THESE SERVICES JOINTLY WITH MY INVESTMENT ADVISOR SERVICES. Also, "Director serving on the Board of Oregon Pacific Bank"

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Paul Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2018 - Present

DJ FINANCIAL

Office #1: 525 Ne Stephens, Roseburg, OR 97470

RIA

CRD#: 168015

Roseburg, OR

Past

January 29, 2014 - December 31, 2017

DJ FINANCIAL

RIA

CRD#: 168015

ROSEBURG, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(1/20/2018)

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Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2013

Uniform Investment Adviser Law Examination

Current Firm

DJ FINANCIAL

DJ FINANCIAL | JD FINANCIAL

CRD#: 168015 / SEC#:

Oregon

Registered Investment Advisory firm - (1/29/2014 Approved)

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Contact information

Main Address

1929 Ne Diamond Lake Blvd #105, Roseburg, OR 97470

Mailing Address

Phone number

(541) 670-1071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 16,542,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dan P. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Paul Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

DJ FINANCIAL

DJ FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2013

Current Firm

DJ FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DJ FINANCIAL

TRUST BUT VERIFY

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