Dan Paul Jones
Professional Summary
Dan Paul Jones is a registered financial advisor currently at DJ FINANCIAL located in Roseburg, Oregon. Dan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Dan has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
Current Firm
DJ FINANCIAL | JD FINANCIAL
Contact Information
Main Address
1929 Ne Diamond Lake Blvd #105, Roseburg, OR 97470Phone Number
(541) 670-1071# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
61AUM (Assets Under Management)
$15,340,996Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
State Registrations and Notice Filings
(1/20/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Dan Paul Jones's CRS (Customer Relationship Summary).
Similar Advisors
EDELMAN FINANCIAL ENGINES
STATE FARM INVESTMENT MANAGEMENT CORP.
MACQUARIE CAPITAL (USA) INC.
SCHWAB WEALTH ADVISORY, INC.