Susan J. Roman
Professional summary
Susan Johanna Roman, CFP®, who also goes by Susie Kenny, Susan J Kenny, Susan Johanna Kenny, Susan Johanna Roman, is a registered financial advisor currently at ROMAN RETIREMENT PLANNING, LLC located in Mashpee, Massachusetts.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Susan has worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Johanna Roman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
February 10, 2020 - Present
ROMAN RETIREMENT PLANNING, LLC
Office #1: 35c South Street, Mashpee, MA 02649September 24, 2018 - February 12, 2020
STRATEGIC PLANNING GROUP, INC.
October 18, 2017 - September 18, 2018
CUTTER FINANCIAL GROUP LLC
February 17, 2015 - February 21, 2018
VANN EQUITY MANAGEMENT LLC
December 23, 2013 - February 5, 2015
HORTER INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/2022)
(2/10/2020)
Current Firm
ROMAN RETIREMENT PLANNING, LLC
CRD#: 306871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 309 |
| AUM (Assets Under Management) | $ 49,180,681 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ROMAN RETIREMENT PLANNING, LLC
CRD#: 306871Mashpee, MA 02649TRUST BUT VERIFY
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