MB
Mark W. Bucholtz
CORNERSTONE ADVISORS
Topeka, KS 66615
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CRD#: 6281331
MB
Professional summary
Mark Warren Bucholtz, who also goes by Mark Bucholtz, Bucholtz Warren Mark, is a registered financial advisor currently at CORNERSTONE ADVISORS located in Topeka, Kansas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Mark has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Bucholtz | Bucholtz Warren Mark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CORNERSTONE ADVISORS, 6540 SW 10TH AVE, TOPEKA, KS, 9/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 1/TRADING.
2.CAIR PARAVEL LATIN SCHOOL, 635 SW CLAY ST, TOPEKA, KS, 1/2018 TEACHING CLASS ON BASIC BUDGETING AND FINANCE. NIR - 1/WK - 0/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Warren Bucholtz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2014 - Present
CORNERSTONE ADVISORS
Office #1: 6540 Sw 10th Avenue, Topeka, KS 66615RIA
CRD#: 114510
Topeka, KS
Past
January 22, 2014 - December 31, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORNERSTONE ADVISORS
CORNERSTONE ADVISORS | CORNERSTONE ADVISORS, LLC
CRD#: 114510 / SEC#: 801-110649
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)Colorado
Registered Investment Advisory firm - (12/19/2017 Terminated)Kansas
Registered Investment Advisory firm - (12/18/2017 Terminated)Missouri
Registered Investment Advisory firm - (12/18/2017 Terminated)Nebraska
Registered Investment Advisory firm - (12/19/2017 Terminated)Texas
Registered Investment Advisory firm - (12/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(6/23/2017)
IAR
Texas(3/20/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CORNERSTONE ADVISORS
CORNERSTONE ADVISORS | CORNERSTONE ADVISORS, LLC
CRD#: 114510 / SEC#: 801-110649
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)Colorado
Registered Investment Advisory firm - (12/19/2017 Terminated)Kansas
Registered Investment Advisory firm - (12/18/2017 Terminated)Missouri
Registered Investment Advisory firm - (12/18/2017 Terminated)Nebraska
Registered Investment Advisory firm - (12/19/2017 Terminated)Texas
Registered Investment Advisory firm - (12/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6540 Sw 10th Avenue, Topeka, KS 66615
Mailing Address
Phone number
(785) 273-2685
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,092 |
| AUM (Assets Under Management) | $ 244,695,549 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
