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Christopher W. Coates
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS
SAN LUIS OBISPO, CA 93401
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CRD#: 6281200
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Professional summary
Christopher Wren Coates is a registered financial advisor currently at BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. located in San Luis Obispo, California and BLAKESLEE AND BLAKESLEE INC. located in San Luis Obispo, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to being a registered representative and insurance agent at Blakeslee & Blakeslee, Chris is also registered as an Investment Advisor Representative for Blakeslee & Blakeslee Financial Advisors, and will offer clients advice or products from this activity. These and the below activities do not interfere with his duties as a registered representative and are approved by President Sam Blakeslee:
1) City of San Luis Obispo Revenue Enhancement Oversight Committee - Commissioner - San Luis Obispo, CA - Non-Investment related activity - Started 06/2016 - 2 hours per month - No income derived from activity
2) Operation Hope - Instructor/Teacher - 707 Wilshire Boulevard, 30th Floor, Los Angeles, CA 90017 - Started 10/23/2017 - 5 hours per month - No income
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Wren Coates's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2017 - Present
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
Office #1: 1101 Marsh St., San Luis Obispo, CA 93401RIA
CRD#: 287683
SAN LUIS OBISPO, CA
Current
December 9, 2014 - Present
BLAKESLEE AND BLAKESLEE INC.
Office #1: 1101 Marsh Street, San Luis Obispo, CA 93401BD
CRD#: 8149
San Luis Obispo, CA
Past
January 9, 2015 - July 14, 2017
BLAKESLEE AND BLAKESLEE INC.
RIA
CRD#: 8149
SAN LUIS OBISPO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
CRD#: 287683 / SEC#: 801-115085
RIA
Registered Investment Advisory firm - (4/29/2019 Approved)California
Registered Investment Advisory firm - (5/31/2019 Terminated)Texas
Registered Investment Advisory firm - (5/1/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/9/2015)
IAR
California(7/26/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
CRD#: 287683 / SEC#: 801-115085
RIA
Registered Investment Advisory firm - (4/29/2019 Approved)California
Registered Investment Advisory firm - (5/31/2019 Terminated)Texas
Registered Investment Advisory firm - (5/1/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1101 Marsh St., San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 543-4366
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 727 |
| AUM (Assets Under Management) | $ 308,492,461 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
CRD#: 287683San Luis Obispo, CA 93401TRUST BUT VERIFY
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