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RM

Robert H. Muller

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CRD#: 6280609
RM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert H Muller was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2014. Robert had worked at 1 firm and has passed the Series 65 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 5, 2020 - March 23, 2021

SUTTLE INVESTMENT ADVISORS, LLC

RIA
CRD#: 139495
Albuquerque, NM
Past

February 10, 2014 - March 16, 2018

SUTTLE INVESTMENT ADVISORS, LLC

RIA
CRD#: 139495
ALBUQUERQUE, NM

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 2/7/2014
Uniform Investment Adviser Law Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/2016
General Securities Principal Examination

Current Firm


SI
SUTTLE INVESTMENT ADVISORS, LLC
SUTTLE INVESTMENT ADVISORS, LLC | SUTTLE, MICHAEL R.

CRD#: 139495 / SEC#:

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Contact information


Main Address
Albuquerque, NM
Mailing Address
Phone number
(505) 315-6456
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 469,970

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUTTLE INVESTMENT ADVISORS, LLC

CRD#: 139495

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