CR
Craig J. Reid
MMA SECURITIES LLC
Leawood, KS 66211
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CRD#: 6280558
CR
Professional summary
Craig J Reid, CFP®, who also goes by Craig Reid, is a registered financial advisor currently at MMA SECURITIES LLC located in Leawood, Kansas.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Craig has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Craig J Reid's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Craig J Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
January 12, 2018 - Present
MMA SECURITIES LLC
Office #1: 7015 College Blvd, Leawood, KS 66211RIA
BD
CRD#: 44254
Leawood, KS
Current
January 12, 2018 - Present
MMA SECURITIES LLC
Office #1: 7015 College Blvd, Leawood, KS 66211RIA
BD
CRD#: 44254
Leawood, KS
Past
February 9, 2022 - December 2, 2022
JSL SECURITIES, INC.
BD
CRD#: 140116
OVERLAND PARK, KS
Past
December 2, 2017 - December 31, 2017
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
Prairie Village, KS
Past
December 2, 2017 - December 31, 2017
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Prairie Village, KS
Past
January 13, 2017 - December 1, 2017
COUNTRY CLUB FINANCIAL SERVICES, LLC
RIA
CRD#: 29807
PRAIRIE VILLAGE, KS
Past
January 13, 2017 - December 1, 2017
COUNTRY CLUB FINANCIAL SERVICES, LLC
BD
CRD#: 29807
PRAIRIE VILLAGE, KS
Past
January 16, 2014 - November 3, 2016
UMB FINANCIAL SERVICES, INC.
BD
CRD#: 17073
KANSAS CITY, MO
Past
January 7, 2014 - November 3, 2016
UMB FINANCIAL SERVICES, INC.
RIA
CRD#: 17073
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/6/2018)
RR
Colorado(1/22/2018)
RR
Illinois(8/30/2018)
RR
Kansas(1/12/2018)
IAR
Kansas(1/12/2018)
RR
Kentucky(4/19/2018)
RR
Missouri(1/12/2018)
RR
Montana(9/14/2018)
RR
Nevada(5/21/2018)
RR
Oklahoma(1/12/2018)
RR
Tennessee(1/15/2019)
RR
Texas(12/6/2018)
RR
Wisconsin(12/6/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(917) 625-4069
Established
New Jersey since 02/03/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
179
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MMA SECURITIES LLC
CRD#: 44254Leawood, KS 66211TRUST BUT VERIFY
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