DR
Donald A. Reed
J. W. COLE ADVISORS
MIDLOTHIAN, VA 23112
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CRD#: 6280114
DR
Professional summary
Donald Aaron Reed, who also goes by Aaron Reed, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Midlothian, Virginia.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Donald has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Reed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Financial Dynamics & Associates; DBA; Investment Related; 13537 Waterford Parkway, Midlothian, VA 23112; Agent; As part of an overall financial plan, insurance products are sometimes recommended; Start 1/7/2019; 6 hours/month spent during trading. (2) Council Member, Town Council of Crewe, VA 2393, financial planning, start 7/2016, approx. 10 hrs./mo., 0 trading hr. (3) Board of Directors for Virginia Deer Hunters Association, Start 10/2016, approx. 10 hours a month/0 trading, 0 compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Aaron Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 13537 Waterford Place, Midlothian, VA 23112RIA
CRD#: 112294
MIDLOTHIAN, VA
Past
January 29, 2019 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
MIDLOTHIAN, VA
Past
November 2, 2018 - January 6, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
MIDLOTHIAN, VA
Past
November 2, 2018 - January 6, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
MIDLOTHIAN, VA
Past
October 14, 2014 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
Midlothian, VA
Past
March 27, 2014 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Midlothian, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(4/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Midlothian, VA 23112TRUST BUT VERIFY
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