Philip S. Matherly
Professional summary
Philip Seth Matherly, who also goes by Philip S Matherly, Philip Seth Matherly, Seth Matherly, is a registered financial advisor currently at IRONOAK WEALTH located in Cedar Park, Texas.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Philip has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Seth Matherly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2026 - Present
IRONOAK WEALTH
Office #1: 1405 Arrow Point Drive Suite 1004, Cedar Park, TX 78613August 9, 2022 - April 16, 2026
LPL FINANCIAL LLC
August 9, 2022 - April 16, 2026
LPL FINANCIAL LLC
August 9, 2021 - July 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
July 16, 2021 - July 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 17, 2017 - June 14, 2021
J.P. MORGAN SECURITIES LLC
March 31, 2015 - April 24, 2017
KEY INVESTMENT SERVICES LLC
January 2, 2014 - February 25, 2015
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
IRONOAK WEALTH
CRD#: 306403 / SEC#: 801-132175
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/2026)
Exams
Series 7TO
Date: 7/16/2021
General Securities Representative ExaminationCurrent Firm
IRONOAK WEALTH
CRD#: 306403 / SEC#: 801-132175
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 695 |
| AUM (Assets Under Management) | $ 162,000,000 |
Red Flags
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