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AH

Andrew J. Harrison

DMKC ADVISORY SERVICES
Des Moines, IA 50312
Some features on this profile are disabled
CRD#: 6279956
AH

Professional summary

Andrew Joseph Harrison, who also goes by Andrew J Harrison, Andrew Joseph Harrison, Andrew Harrison, is a registered financial advisor currently at DMKC ADVISORY SERVICES, LLC located in Des Moines, Iowa and D.M. KELLY & COMPANY located in Des Moines, Iowa.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew J Harrison | Andrew Joseph Harrison | Andrew Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AUTHOR - SELF POSITION: Author NATURE: Author of fiction publications. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2023 ADDRESS: 26219 Cedar Ave, Ackley IA 50601, United States DESCRIPTION: Writing fiction piece for publication.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Harrison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2024 - Present

DMKC ADVISORY SERVICES, LLC

Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
RIA
CRD#: 145112
Des Moines, IA
Current

August 5, 2024 - Present

D.M. KELLY & COMPANY

Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312Office #2: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
BD
CRD#: 38770
Des Moines, IA
Past

July 25, 2023 - August 2, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
MINNEAPOLIS, MN
Past

June 7, 2023 - August 2, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

January 15, 2016 - November 11, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO
Past

January 31, 2014 - December 31, 2014

PFS INVESTMENTS INC.

BD
CRD#: 10111
COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC

CRD#: 145112 / SEC#: 801-68395

RIA
Registered Investment Advisory firm - (9/28/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(8/5/2024)
IAR
Iowa
(8/5/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/24/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/25/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/15/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/31/2014
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/31/2019
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/3/2019
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC

CRD#: 145112 / SEC#: 801-68395

RIA
Registered Investment Advisory firm - (9/28/2007 Approved)
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Contact information

Main Address
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
Mailing Address
Phone number
(515) 221-1133
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 032025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts818
AUM (Assets Under Management)$ 668,680,393

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/18/2025
Cover Page
Report
09/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DMKC ADVISORY SERVICES, LLC

CRD#: 145112Des Moines, IA 50312

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