Andrew W. Felsher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew William Felsher was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2014. Andrew had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - June 13, 2019
FAMILY MANAGEMENT SECURITIES, LLC
February 25, 2014 - December 4, 2015
USI SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAMILY MANAGEMENT SECURITIES, LLC
CRD#: 44319 / SEC#: , 8-50618
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZISES, SEYMOUR WILLIAM | PRESIDENT, MEMBER, CEO | 816096 |
| ZISES CHILDREN'S TRUST | FAMILY TRUST | |
| AT MANAGEMENT SERVICES INC. | MEMBER | |
| FORTINO, ANGELINA | PRINCIPAL FINANCIAL & OPERATIONS OFFICER - CFO | 6869135 |
| FRANK, PHILIP THOMAS | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 4195958 |
| GREENBERG, MONTE I. | TRUSTEE | 7831859 |
| TESSLER, ANDREA LESLIE | MANAGING DIRECTOR, MEMBER | 1407430 |
Red Flags
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