Allen Reed
Professional summary
Allen Reed, who also goes by Allen Thomas Reed, is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Allen is registered as a RR (Registered Representative) and started their career in finance in 2014. Allen has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen Reed's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2020 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104July 10, 2017 - August 14, 2018
BTIG, LLC
November 11, 2014 - August 9, 2017
WAVEEDGE PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2020)
(5/19/2020)
(5/19/2020)
(5/19/2020)
(5/19/2020)
(5/19/2020)
(5/19/2020)
(3/25/2021)
(5/19/2020)
(5/19/2020)
Exams
FINRA
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
