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Dustin Capco

MID ATLANTIC CLEARING & SETTLEMENT
PITTSBURGH, PA 15222
Some features on this profile are disabled
CRD#: 6279298
DC
Dustin CapcoMID ATLANTIC CLEARING & SETTLEMENT

Professional summary

Dustin Capco, who also goes by Dustin Thomas Capco, is a registered financial professional currently at MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Pittsburgh, Pennsylvania.

Dustin is registered as a RR (Registered Representative) and started their career in finance in 2014. Dustin has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

Dustin Thomas Capco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dustin Capco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2026 - Present

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

Office #1: 1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
BD
CRD#: 37466
PITTSBURGH, PA
Past

November 1, 2021 - August 3, 2026

NEWEDGE ADVISORS

RIA
CRD#: 171351
NEW ORLEANS, LA
Past

September 17, 2019 - November 1, 2021

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 109771
PITTSBURGH, PA
Past

September 13, 2019 - August 3, 2026

NEWEDGE SECURITIES, LLC

BD
CRD#: 10674
PITTSBURGH, PA
Past

May 10, 2016 - October 25, 2017

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
BELLE VERNON, PA
Past

February 13, 2014 - October 25, 2017

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
BELLE VERNON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(7/28/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/3/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/13/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
ADVISORS CLEARING NETWORK, INC. | MID ATLANTIC CLEARING & SETTLEMENT CORPORATION | LIFE CYCLE MUTUAL FUNDS DISTRIBUTORS, INC. | BISYS BD SERVICES, INC.

CRD#: 37466 / SEC#: , 8-47758

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
Mailing Address
1251 Waterfront Pl Ste 510 Suite 540, Pittsburgh, PA 15222
Phone number
8006937800345
Established
Delaware since 09/12/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
MID ATLANTIC TRUST COMPANYOWNER
BAIER, ELIZABETH CURROFINOP4851105
BANCO, JOSEPH FRANKLIN JRPRINCIPAL FINANCIAL OFFICER (CF0)2850198
JENKINS, WILLIAM HENRYCCO3004337
SMITH, KYLE PETERPRESIDENT2142563

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

CRD#: 37466Pittsburgh, PA 15222

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