Rukh-e Rubab Hasnain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rukh-e Rubab Hasnain, who also goes by Rubab R Hasnain, Rubab Hasnain, was a registered financial professional .
Rukh-e Rubab is a previously registered financial professional and started their career in finance in 2014. Rukh-e Rubab had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2018 - June 18, 2020
PZENA FINANCIAL SERVICES, LLC
September 20, 2016 - November 29, 2017
BREVAN HOWARD US LLC
February 17, 2015 - September 20, 2016
MORGAN STANLEY
November 18, 2014 - September 20, 2016
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PZENA FINANCIAL SERVICES, LLC
CRD#: 169807 / SEC#: , 8-69390
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 106847 |
| ARNOLD, VALERIE RENE | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 3257541 |
| COFFEY, STEVEN MARK | CHIEF COMPLIANCE OFFICER | 7692630 |
| DORAN, JESSICA RYAN | CFO/FINOP | 6406095 |
| LIPSEY, WILLIAM LOUIS | CEO | 1553822 |
| TYNDALE, ELIZABETH WEISS | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 2666648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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