ZR
Zachary D. Rioux
IP FINANCIAL ADVISORY SERVICES LLC
Westport, MA 02790
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CRD#: 6279126
ZR
Professional summary
Zachary Darrin Rioux is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Westport, Massachusetts and INNOVATION PARTNERS LLC located in Westport, Massachusetts.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Zachary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Crump Life Insurance - 260 Franklin St #1510, Boston MA 02110, Used to quote and deliver life insurance policies which include term life insurance, universal life insurance, children's whole life insurance and whole life insurance. Independent Contractor. Start Date: 9/2016. 0-2 hr/week.___ 2) South Coast Entertainment - 43 Arlington Ave. Westport MA 02790. Entertainment Services including disk jockey, photo booth, and event lighting. President. Start Date: 3/2016. 20hrs per week.___ 3) Health Service Administrators - 2017 to present - Health Insurance agent - receive commissions for activity. Conduct this business during regular business hours - 0-1 hour per week is allocated to this activity.___ 4) Registered Representative with Innovation Partners LLC - investment related, operate during regular business hours.___ 5) Health Source RI, Investment Related 0 hours during regular business hours.___ 6) Tufts Health Insurance, Investment Related 0 hours during regular business hours.___ 7) Dental Insurance, MA Investment Related 0 hours during regular business hours.___
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Darrin Rioux's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2020 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 909 State Road Unit E, Westport, MA 02790RIA
CRD#: 305772
Westport, MA
Current
May 17, 2016 - Present
INNOVATION PARTNERS LLC
Office #1: 909 State Road , Ma 02790, United States, Westport, MA 02790RIA
BD
CRD#: 146344
WESTPORT, MA
Past
January 29, 2019 - September 22, 2020
INNOVATION PARTNERS LLC
RIA
CRD#: 146344
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/20/2022)
RR
Georgia(2/12/2024)
IAR
Georgia(2/19/2024)
RR
Massachusetts(7/28/2016)
IAR
Massachusetts(2/25/2020)
RR
Rhode Island(6/14/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772Westport, MA 02790TRUST BUT VERIFY
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