John E. Davison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Davison JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 5 firms and has passed the Series 63, SIE, PC, Series 1, Series 10, Series 9 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2008 - December 31, 2015
SPOUTING ROCK CAPITAL ADVISORS, LLC
October 10, 2000 - May 8, 2008
CREDIT SUISSE SECURITIES (USA) LLC
December 21, 1994 - October 10, 2000
PERSHING LLC
May 19, 1978 - December 31, 1994
KIDDER, PEABODY & CO. INCORPORATED
December 9, 1969 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
PC
Date: 8/15/1977
AMEX Put and Call ExamSeries 1
Date: 12/5/1969
Registered Representative ExaminationSeries 40
Date: 4/21/1975
Registered Principal ExaminationCurrent Firm
SPOUTING ROCK CAPITAL ADVISORS, LLC
CRD#: 143180 / SEC#: , 8-67539
Contact information
Documents
Red Flags
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