Lora P. Brandt
Professional summary
Lora Palacios Brandt, who also goes by Lora Louis Chiusano, Lora Coulter, Lora Louise Chiusano, Lora Chiusano, Lora Dvorak, Lora Palacios, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Westlake Village, California.
Lora is registered as a RR (Registered Representative) and started their career in finance in 2018. Lora has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lora Palacios Brandt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2023 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 31051 Agoura Rd., Westlake Village, CA 91361March 8, 2022 - May 24, 2023
ALLSTATE FINANCIAL SERVICES, LLC
April 26, 2018 - February 17, 2022
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2023)
(6/22/2023)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Westlake Village, CA 91361TRUST BUT VERIFY
Monitor Lora Brandt
Get automatic monthly alerts on: