Wendy Hubbard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Hubbard, who also goes by Wendy Goss, Wendy Hubbard, Wendy Springer, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 2014. Wendy had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2016 - March 31, 2021
HEIRLOOM FINANCIAL SERVICES, LLC
February 21, 2014 - February 17, 2016
EDWARD JONES
January 17, 2014 - February 17, 2016
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
HEIRLOOM FINANCIAL SERVICES, LLC
CRD#: 282724 / SEC#:
Contact information
Red Flags
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