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CV

Christine K. Vu

LIVE OAK INVESTMENT PARTNERS
Austin, TX 78746-5523
Some features on this profile are disabled
CRD#: 6278412
CV

Professional summary

Christine Kim Anh Vu, who also goes by Christine Kim Anh Vu, Christine Vu, is a registered financial advisor currently at LIVE OAK INVESTMENT PARTNERS located in Austin, Texas.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christine Kim Anh Vu | Christine Vu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental property- owner. landlord for rental properties and collect rent from tenants.Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Start Date: 1/8/2021 2. BERC LLC - Partner. Real Estate Development for rental properties. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Start Date: 1/8/2021 3. Live Oak Investment Partners. DBA/RIA. This is used as a DBA for securities business done through Cantella as well as being an IAR of the RIA. under the RIA, she manages client portfolios and relationships. Hours per month devoted to this business is 160, 130 during trading hours. Start Date: 1/8/2021 4. Insurance sales-Agent. She sells and services various lines of non securities insurance products and fixed annuities. About 1 hour are devoted to this, none during trading hours. Start Date: 1/8/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Kim Anh Vu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2021 - Present

LIVE OAK INVESTMENT PARTNERS

Office #1: 3103 Bee Cave Road Suite 104, Austin, TX 78746-5523
RIA
CRD#: 304406
Austin, TX
Past

January 8, 2021 - April 26, 2022

CANTELLA & CO., INC.

BD
CRD#: 13905
Austin, TX
Past

November 28, 2016 - January 13, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
AUSTIN, TX
Past

October 27, 2016 - November 3, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
AUSTIN, TX
Past

October 27, 2016 - January 13, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
AUSTIN, TX
Past

March 10, 2014 - November 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
AUSTIN, TX
Past

February 19, 2014 - November 1, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LO
LIVE OAK INVESTMENT PARTNERS
LIVE OAK INVESTMENT PARTNERS | LIVE OAK INVESTMENT PARTNERS, LLC

CRD#: 304406 / SEC#: 801-116882

RIA
Registered Investment Advisory firm - (7/2/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/27/2025)
IAR
Colorado
(8/26/2025)
IAR
Florida
(10/13/2025)
IAR
Georgia
(10/14/2025)
IAR
Texas
(1/8/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/2014
General Securities Representative Examination

Current Firm

LO
LIVE OAK INVESTMENT PARTNERS
LIVE OAK INVESTMENT PARTNERS | LIVE OAK INVESTMENT PARTNERS, LLC

CRD#: 304406 / SEC#: 801-116882

RIA
Registered Investment Advisory firm - (7/2/2019 Approved)
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Contact information

Main Address
3103 Bee Cave Road Suite 104, Austin, TX 78746-5523
Mailing Address
Phone number
(512) 532-4700
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIVE OAK INVESTMENT PARTNERS ADV PART 2A (6/23/2025)

Regulatory assets under management

Total Number of Accounts822
AUM (Assets Under Management)$ 235,538,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVE OAK INVESTMENT PARTNERS

CRD#: 304406Austin, TX 78746-5523

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