KL
Kathleen A. Laseter
PARADY WEALTH MANAGEMENT
THE VILLAGES, FL 32163-2910
Some features on this profile are disabled
CRD#: 6278035
KL
Professional summary
Kathleen Anne Laseter, CFP® is a registered financial advisor currently at PARADY WEALTH MANAGEMENT located in The Villages, Florida.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kathleen has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)KATHLEEN LASETER CPA, LLC; NOT INVESTMENT RELATED; ST. JOHN, VI; CPA FIRM; 100% OWNER & CPA/LICENSED CERTIFIED PUBLIC ACCOUNTANT; 1/1993-12/2019 Proprietorship/12/2019-Present LLC; 20 HOURS PER MONTH AND NO HOURS DURING TRADING HOURS; APPROXIMATELY 15%OF INCOME. DUTIES ARE INCOME TAX RETURN PREPARATION AND ACCOUNTING. (2)PARADY FINANCIAL GROUP, INC.;LICENSED INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES; INSURANCE RELATED; THE VILLAGES, FL;PARTNER; JANUARY 2012; 120 HOURS PER MONTH AND 100 HOURS DURING TRADING HOUR; 70% OF INCOME. (3)PARADY WEST, LLC; INSURANCE RELATED; DURANGO, CO; INSURANCE AND ANNUITY SALES; PARTNER/CFO;11/2013; 5 HRS/MO; 0 HR/MO DURING SECURITIES TRADING HOURS; 0% OF INOCME; MANAGING AND INSURANCESALES. (4)PARADY GROUP LLC; INSURANC RELATED; THE VILLAGES, FL; LICENSED INSURANCE AGENCY AGENCY INSURANCE AND ANNUITY SALES COMPANY; MANAGER; 2/2015; 5 HRS/MO; 0 HRS/MO DURING SECURITIES TRADING HOURS; 0% OF INCOME; MANAGING AND INSURANCE SALES. (5)PARADY TAX SOLUTIONS LLC; NOT INVESTMENT RELATED; THE VILLAGES, FL; CPA FIRM; MANAGER; 1/2012; 20 HOURS PER MONTH AND 0 HOURS DURING TRADING HOURS; 0% OF INCOME; DUTIES ARE MANAGING. (6)The Redemptorists of the Baltimore Province; Brooklyn, New York; Less than two hours a year; Investment Advisory Board Member; Not Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Anne Laseter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 2, 2014 - Present
PARADY WEALTH MANAGEMENT
Office #1: 3602 Kiessel Road, The Villages, FL 32163-2910RIA
CRD#: 169997
THE VILLAGES, FL
Past
June 14, 2016 - June 28, 2017
CG ADVISORY SERVICES
RIA
CRD#: 110929
THE VILLAGES, FL
Past
May 2, 2014 - December 31, 2015
PARADY WEALTH MANAGEMENT
RIA
CRD#: 169997
THE VILLAGES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARADY WEALTH MANAGEMENT
BLUEPRINT WEALTH MANAGEMENT | PARADY WEALTH MANAGEMENT | PARADY INVESTMENTS, LLC | BLUEPRINT WEALTH MANAGEMENT, LLC
CRD#: 169997 / SEC#: 801-123022
RIA
Registered Investment Advisory firm - (1/10/2022 Approved)Colorado
Registered Investment Advisory firm - (1/18/2022 Terminated)Florida
Registered Investment Advisory firm - (1/12/2022 Terminated)Texas
Registered Investment Advisory firm - (1/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/2/2014)
IAR
Texas(5/6/2019)
Exams
Current Firm
PW
PARADY WEALTH MANAGEMENT
BLUEPRINT WEALTH MANAGEMENT | PARADY WEALTH MANAGEMENT | PARADY INVESTMENTS, LLC | BLUEPRINT WEALTH MANAGEMENT, LLC
CRD#: 169997 / SEC#: 801-123022
RIA
Registered Investment Advisory firm - (1/10/2022 Approved)Colorado
Registered Investment Advisory firm - (1/18/2022 Terminated)Florida
Registered Investment Advisory firm - (1/12/2022 Terminated)Texas
Registered Investment Advisory firm - (1/12/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3602 Kiessel Road, The Villages, FL 32163-2910
Mailing Address
Phone number
(352) 674-3911
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,940 |
| AUM (Assets Under Management) | $ 156,088,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARADY WEALTH MANAGEMENT
CRD#: 169997The Villages, FL 32163-2910TRUST BUT VERIFY
Monitor Kathleen Laseter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
