Brandon M. Ridenour

FINANCIAL ACTION

SKIATOOK, OK

CRD#: 6277792

Some features on this profile are disabled

Professional summary

Brandon Michael Ridenour is a registered financial advisor currently at FINANCIAL ACTION, INC. located in Skiatook, Oklahoma.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brandon has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Michael Ridenour's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

FINANCIAL ACTION, INC.

RIA

CRD#: 140285

SKIATOOK, OK

Past

February 1, 2022 - April 22, 2024

KASSIRA WEALTH MANAGEMENT, LLC

RIA

CRD#: 165070

Colorado Springs, CO

Past

January 28, 2020 - February 24, 2022

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

September 11, 2017 - February 24, 2022

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/24/2024)

IAR

Texas
(1/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/15/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2017

General Securities Representative Examination

Current Firm

FINANCIAL ACTION, INC.

ELEVATED FINANCIAL PLANNING | TREASURE FINANCIAL PLANNING INC. | FINANCIAL FUTURE SERVICES, LLC. | FINANCIAL ACTION, INC.

CRD#: 140285 / SEC#:

Arizona

Registered Investment Advisory firm - (11/14/2012 Terminated)

Colorado

Registered Investment Advisory firm - (7/10/2006 Approved)

Florida

Registered Investment Advisory firm - (10/28/2024 Approved)

Louisiana

Registered Investment Advisory firm - (8/7/2024 Approved)

New Mexico

Registered Investment Advisory firm - (12/3/2009 Terminated)

Texas

Registered Investment Advisory firm - (9/16/2024 Approved)

Wyoming

Registered Investment Advisory firm - (7/11/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

283 Washington St, Monument, CO 80132

Mailing Address

Phone number

(800) 372-9404

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	933
AUM (Assets Under Management)	$ 81,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brandon M. Ridenour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Michael Ridenour's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ACTION, INC.

KASSIRA WEALTH MANAGEMENT, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2020

Series 63

Date: 10/15/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2017

Current Firm

FINANCIAL ACTION, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ACTION, INC.

TRUST BUT VERIFY

Similar Advisors