Gabriela Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriela Clark, who also goes by Gabriela Cm Clark, Gabriela Contreras Marron, Gabriela Contreras-marron, was a registered financial professional .
Gabriela is a previously registered financial professional and started their career in finance in 2016. Gabriela had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2025 - November 13, 2025
INVESTMENT PLACEMENT GROUP
September 11, 2020 - August 1, 2024
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
April 20, 2018 - October 3, 2018
PRUCO SECURITIES, LLC.
August 31, 2017 - April 4, 2018
J.P. MORGAN SECURITIES LLC
January 27, 2017 - May 15, 2017
MORGAN STANLEY
January 22, 2016 - October 6, 2016
BOURSA INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT PLACEMENT GROUP
CRD#: 14458 / SEC#: , 8-30700
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGCX TRUST | SHAREHOLDER | |
| THE BENREY FAMILY TRUST | SHAREHOLDER | |
| THEMIS INVESTMENT INC. | SHAREHOLDER | |
| BENREY, ALBERTO | TRUSTEE OF THE BENREY FAMILY TRUST | 4290443 |
| BENREY, NADIN | TRUSTEE OF THE BENREY FAMILY TRUST | 8214771 |
| GONZALEZRUBIO, ADOLFO | CHAIRMAN/CEO/TRUSTEE OF THE AGCX TRUST | 2385116 |
| GUTIERREZ GONZALEZ RUBIO, PATRICIA | TRUSTEE OF THE AGCX TRUST | 8214780 |
| LASHKARI, DARIUS NMN | CCO/AMLCO/POO/MUNICIPAL SECURITIES PRINCIPAL | 3061561 |
| SANCHEZ GAVITO, FRANCISCO XAVIER | CROP/SROP | 6205321 |
| SOTO ACEVES, MARTHA ELIZABETH | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5409623 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
