Blaise L. Sheppard
Professional summary
Blaise Louis Sheppard, who also goes by Blaise Louis Louis Sheppard, is a registered financial professional currently at ONECHRONOS located in New York, New York.
Blaise is registered as a RR (Registered Representative) and started their career in finance in 2014. Blaise has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Blaise Louis Sheppard's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2024 - Present
ONECHRONOS
Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012January 29, 2014 - August 25, 2023
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 11/21/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ONECHRONOS
CRD#: 286322 / SEC#: , 8-69882
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCX GROUP INC | SOLE MEMBER | |
| DAN, BERNARD WILLIAM | CEO | 2421761 |
| JOHNSON, STEPHEN DAVID | VICE PRESIDENT | 6766611 |
| LITTLEPAGE, KELLY C | VICE PRESIDENT | 5557711 |
| RIP, OLGA | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5440553 |
| SCHRETZMAN, ADITI CHAWLA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 5162824 |
| SUTH, RICHARD JR | VICE PRESIDENT | 2164733 |
Red Flags
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