BR
Brian C. Resch
MIDWEST PROFESSIONAL PLANNERS, LTD.
Grand Rapids, MN 55744
Some features on this profile are disabled
CRD#: 6277236
BR
Professional summary
Brian Clinton Resch, AIF® is a registered financial advisor currently at MIDWEST PROFESSIONAL PLANNERS, LTD. located in Grand Rapids, Minnesota.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Brian has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Clinton Resch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 19, 2017 - Present
MIDWEST PROFESSIONAL PLANNERS, LTD.
Office #1: 515 Ne 2nd Ave. Suite 2, Grand Rapids, MN 55744Office #2: 309 W. Superior St., Duluth, MN 55802RIA
CRD#: 112995
Grand Rapids, MN
Past
January 22, 2014 - July 24, 2017
JNBA FINANCIAL ADVISORS, LLC
RIA
CRD#: 106550
Duluth, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MIDWEST PROFESSIONAL PLANNERS, LTD.
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
CRD#: 112995 / SEC#: 801-72649
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Florida
Registered Investment Advisory firm - (8/29/2011 Terminated)Illinois
Registered Investment Advisory firm - (8/24/2011 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (8/29/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(7/19/2017)
Current Firm
MP
MIDWEST PROFESSIONAL PLANNERS, LTD.
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
CRD#: 112995 / SEC#: 801-72649
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Florida
Registered Investment Advisory firm - (8/29/2011 Terminated)Illinois
Registered Investment Advisory firm - (8/24/2011 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (8/29/2011 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2610 Stewart Avenue, Suite 100, Wausau, WI 54401
Mailing Address
Phone number
(715) 848-3474
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,726 |
| AUM (Assets Under Management) | $ 649,341,666 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIDWEST PROFESSIONAL PLANNERS, LTD.
CRD#: 112995Grand Rapids, MN 55744TRUST BUT VERIFY
Monitor Brian Resch
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
