Juan Lopez

AVENTURA CAPITAL MANAGEMENT

Boca Raton, FL 33431

Some features on this profile are disabled

CRD#: 6277056

Professional summary

Juan Lopez, who also goes by Juan Camilo Lopez, is a registered financial advisor currently at AVENTURA CAPITAL MANAGEMENT, LLC located in Boca Raton, Florida and AVENTURA SECURITIES, LLC located in Boca Raton, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Juan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Camilo Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ace Business Solutions, non investment-related, bookkeeping services. 5 hrs/month. Uber, non investment-related, driver. 12 hrs/month Both relationships began in Nov 2015 and require 0 hours during securities trading hours. FlexMark Stragiec Partners, LLC May 2018 Co Portfolio Manager, 15 hours a week, based IN aventura Florida, Investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Lopez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2018 - Present

AVENTURA CAPITAL MANAGEMENT, LLC

Office #1: 5550 Glades Road Suite 535, Boca Raton, FL 33431

RIA

CRD#: 142478

Boca Raton, FL

Current

February 5, 2015 - Present

AVENTURA SECURITIES, LLC

Office #1: 5550 Glades Road Suite 535, Boca Raton, FL 33431

CRD#: 142374

Boca Raton, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVENTURA CAPITAL MANAGEMENT, LLC

CRD#: 142478 / SEC#: 801-67322

RIA

Registered Investment Advisory firm - (11/29/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/5/2015)

IAR

Florida
(1/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AVENTURA CAPITAL MANAGEMENT, LLC

CRD#: 142478 / SEC#: 801-67322

RIA

Registered Investment Advisory firm - (11/29/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Mailing Address

Phone number

(305) 466-0467

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENERAL 2014.09 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 57,829,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Juan Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVENTURA CAPITAL MANAGEMENT, LLC

AVENTURA SECURITIES, LLC

Primary Firm SEC Registration

AVENTURA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2017

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2015

FINRA

Current Firm

AVENTURA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVENTURA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors