Lucas A. Beggin

LUCAS GROUP FINANCIAL ADVISORS

FREEPORT, IL 61032

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CRD#: 6276634

Professional summary

Lucas Arthur Beggin, CFP® is a registered financial advisor currently at LUCAS GROUP FINANCIAL ADVISORS, LLC located in Freeport, Illinois.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lucas has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Arthur Beggin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 22, 2025 - Present

LUCAS GROUP FINANCIAL ADVISORS, LLC

Office #1: 1753 S. West Avenue, Freeport, IL 61032

RIA

CRD#: 326880

FREEPORT, IL

Past

January 17, 2020 - August 26, 2025

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Rockford, IL

Past

May 23, 2019 - October 7, 2025

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Freeport, IL

Past

March 18, 2014 - November 18, 2019

LUCAS GROUP FINANCIAL ADVISORS, INC.

RIA

CRD#: 169937

FREEPORT, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUCAS GROUP FINANCIAL ADVISORS, LLC

LUCAS GROUP FINANCIAL ADVISORS, LLC | WALLEM ASSOCIATES, INC.

CRD#: 326880 / SEC#: 801-131602

RIA

Registered Investment Advisory firm - (12/10/2024 Approved)

Florida

Registered Investment Advisory firm - (12/18/2024 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/15/2025)

IAR

Illinois
(8/22/2025)

IAR

Wisconsin
(8/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/14/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/10/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/17/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/30/2019

Securities Industry Essentials Examination

Current Firm

LUCAS GROUP FINANCIAL ADVISORS, LLC

LUCAS GROUP FINANCIAL ADVISORS, LLC | WALLEM ASSOCIATES, INC.

CRD#: 326880 / SEC#: 801-131602

RIA

Registered Investment Advisory firm - (12/10/2024 Approved)

Florida

Registered Investment Advisory firm - (12/18/2024 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/18/2024 Terminated)

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Contact information

Main Address

1753 S. West Avenue, Freeport, IL 61032

Mailing Address

Phone number

(815) 235-9610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALLEM ASSOCIATES, INC. FORM ADV PART 2A (8/20/2025)

Regulatory assets under management

Total Number of Accounts	1,115
AUM (Assets Under Management)	$ 328,970,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lucas A. Beggin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Arthur Beggin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUCAS GROUP FINANCIAL ADVISORS, LLC

REGULUS FINANCIAL GROUP, LLC

REGAL INVESTMENT ADVISORS LLC

LUCAS GROUP FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

LUCAS GROUP FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/2020

Series 65

Date: 1/10/2014

Series 7TO

Date: 1/17/2020

SIE

Date: 9/30/2019

Current Firm

LUCAS GROUP FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUCAS GROUP FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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