Chase M. Adler

EDGEROCK WEALTH MANAGEMENT

Denver, CO 80237

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CRD#: 6276344

Professional summary

Chase M Adler, who also goes by Chase Michael Adler, is a registered financial advisor currently at EDGEROCK WEALTH MANAGEMENT located in Denver, Colorado.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Chase has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 57, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chase Michael Adler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Guidepoint/Alphasights; not investment related, 675 Avenue of the Americas 2nd Floor New York, NY 10010; Consulting; Consultant; Industry Expert; 10/28/24; 4 hours; 0 hours during securities trading hours; Prosects use Guidepoint may choose to use my services as a consultant on business topics.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase M Adler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2023 - Present

EDGEROCK WEALTH MANAGEMENT

Office #1: 7001 East Belleview Ave Suite 800, Denver, CO 80237

RIA

CRD#: 312325

Denver, CO

Past

May 10, 2021 - January 9, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Denver, CO

Past

May 10, 2021 - January 9, 2023

MORGAN STANLEY

CRD#: 149777

Denver, CO

Past

November 10, 2015 - May 10, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

May 14, 2014 - May 10, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EDGEROCK WEALTH MANAGEMENT

EDGEROCK CAPITAL LLC | GREEN TREE WEALTH, INC. | EDGEROCK WEALTH MANAGEMENT

CRD#: 312325 / SEC#: 801-121314

RIA

Registered Investment Advisory firm - (5/27/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 7/25/2016

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 5/13/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/13/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/12/2015

General Securities Sales Supervisor - Options Module Examination

Current Firm

EDGEROCK WEALTH MANAGEMENT

EDGEROCK CAPITAL LLC | GREEN TREE WEALTH, INC. | EDGEROCK WEALTH MANAGEMENT

CRD#: 312325 / SEC#: 801-121314

RIA

Registered Investment Advisory firm - (5/27/2021 Approved)

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Contact information

Main Address

7001 East Belleview Ave Suite 800, Denver, CO 80237

Mailing Address

Phone number

(303) 780-7350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (8/6/2025)

Regulatory assets under management

Total Number of Accounts	1,457
AUM (Assets Under Management)	$ 470,476,415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chase M. Adler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase M Adler's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

EDGEROCK WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2015

Series 63

Date: 5/16/2014

SIE

Date: 10/1/2018

Series 57

Date: 7/25/2016

Series 7

Date: 5/13/2014

Series 10

Date: 5/13/2015

Series 9

Date: 5/12/2015

Current Firm

EDGEROCK WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EDGEROCK WEALTH MANAGEMENT

TRUST BUT VERIFY

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