Jeffrey A. George

TAO FINANCIAL

Orlando, FL

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CRD#: 6276274

Professional summary

Jeffrey Alan George, who also goes by Jeff George, is a registered financial advisor currently at TAO FINANCIAL located in Orlando, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff George

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2020-Present: Tao Consulting LLC/Not Investment Related/Orlando, FL/Business Consulting/President/Business Consulting Services/Involves 12% or more time each month, including during traditional business hours.// (2) 2019-Present: Independent Insurance Agent/Insurance Related/Orlando, FL/Independent insurance agent/Offer insurance products and services via unaffiliated issuers and agencies/Involves less than five percent time each month, including during traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2020 - Present

TAO FINANCIAL

RIA

CRD#: 310134

Orlando, FL

Past

April 23, 2019 - June 17, 2020

BARR FINANCIAL SERVICES, LLC

RIA

CRD#: 125444

WINTER PARK, FL

Past

April 22, 2019 - June 15, 2020

TRIAD ADVISORS LLC

CRD#: 25803

Winter Park, FL

Past

February 14, 2018 - April 1, 2019

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

LAKE MARY, FL

Past

December 19, 2014 - December 22, 2017

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

Lake Mary, FL

Past

January 13, 2014 - April 1, 2019

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

Lake Mary, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/14/2020)

IAR

Louisiana
(3/5/2025)

IAR

Texas
(12/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2014

General Securities Representative Examination

Current Firm

TAO FINANCIAL

TAO FINANCIAL | TAO FINANCIAL WELLNESS | TAO FINANCIAL INC.

CRD#: 310134 / SEC#:

Florida

Registered Investment Advisory firm - (10/14/2020 Approved)

Louisiana

Registered Investment Advisory firm - (2/22/2025 Approved)

Texas

Registered Investment Advisory firm - (12/8/2020 Approved)

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Contact information

Main Address

Orlando, FL

Mailing Address

Phone number

407-553-8138 X1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 9,154,575

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey A. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan George's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAO FINANCIAL

BARR FINANCIAL SERVICES, LLC

TRIAD ADVISORS LLC

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/7/2014

Current Firm

TAO FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAO FINANCIAL

TRUST BUT VERIFY

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