Michael J. Sorem
Professional summary
Michael Jeffery Sorem is a registered financial advisor currently at MENGIS CAPITAL MANAGEMENT, INC. located in Portland, Oregon.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jeffery Sorem's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2017 - Present
MENGIS CAPITAL MANAGEMENT, INC.
Office #1: One Sw Columbia Suite 780, Portland, OR 97204October 31, 2014 - November 17, 2016
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
Primary Firm SEC Registration
MENGIS CAPITAL MANAGEMENT, INC.
CRD#: 117127 / SEC#: 801-60688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2017)
Current Firm
MENGIS CAPITAL MANAGEMENT, INC.
CRD#: 117127 / SEC#: 801-60688
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 688 |
| AUM (Assets Under Management) | $ 899,074,796 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2024 | ||
| 11/27/2023 | ||
| 07/14/2022 |
Red Flags
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