TT
Thanh Ha Trinh
TRANSAMERICA FINANCIAL ADVISORS
Orange, CA 92868
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CRD#: 6275569
TT
Thanh Ha TrinhTRANSAMERICA FINANCIAL ADVISORS
Professional summary
Thanh Ha Trinh, who also goes by Teresa Trinh, Thanh Ha Trinh, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Orange, California.
Thanh Ha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Thanh Ha has worked at 1 firm and has passed the Series 63, Series 65, SIE and Series 6 exams.
Aliases
Teresa Trinh | Thanh Ha Trinh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. E Mortgage Capital Inc. / 1021-Present / Investment Related: No / 939 E Santa Ana Blvd., Santa Aca, CA 92701 / Mortgage Loan Originator - Real Estate Agent/ Mortgage Title / Hrs. Work Monthly: 120 / Sec Trading Hrs: 3 / I assist clients to understand the mortgage process, check if they are qualified and help them to apply for the mortgage. CALIFORNIA EXCHANGE INSURANCE CENTER; 17139 BELLFLOWER BLVD, STE 201, BELLFLOWER CA 90706; HEALTH CARE, MEDICARE; HEALTH INSURANCE AGENT; 3/2014; 40 HRS/MONTH; 10 HRS/MONTH; REVIEW CUSTOMER'S NEED FOR A HEALTH INSURANCE PLAN AND RECOMMEND ONE BASED ON THEIR AFFORDABILITY AND SUITABILITY ALTA REALTY GROUP INC CA POSITION: Real Estate Sale person NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2023 ADDRESS: 3416 Via Lido Ste E, Newport Beach CA 92663, United States DESCRIPTION: Providing guidance and assisting sellers and buyers in marketing and purchasing property for the right price under the best terms. Determining clients' needs and financials abilities to propose solutions that suit them. Performing comparative market analysis to estimate properties' value. TRINHCONSULTINGINC POSITION: Owner NATURE: Entity Ownership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: 4102 Blackfin Ave, Irvine CA 92620, United States DESCRIPTION: I just used it to get paid from already disclosed-OBAs. There has been no daily activities happened with this OBA. LOAN FACTORY INC. POSITION: Sale agent & Loan originator NATURE: Real Estate & Mortgage Broker INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 01/19/2026 ADDRESS: 2195 Tully Road, SAN JOSE CA 95122, United States DESCRIPTION: Providing guidance and assisting sellers to sell & buyers to acquire property for the right price under the best terms. Determining borrowers' needs and financials abilities to propose solutions that suit them. Performing comparative market analysis to estimate properties' value. COVERED CA POSITION: CERTIFIED INSURANCE AGENT NATURE: Health Insurance Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: 1601 Exposition Blvd.,, Sacramento CA 95815, United States DESCRIPTION: I meet, call and enroll clients with suitable health insurance coverage in the CoveredCA individual MarketPlace. PROPERTY RENTAL INCOME POSITION: Landlord NATURE: Property management INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 4102 Blackfin Ave, Irvine CA 92620, United States DESCRIPTION: I manage my own home and make it a welcome atmosphere & a clean place for students to study.
CRS (Client Relationship Summary) - RIA
Click below to view Thanh Ha Trinh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thanh Ha Trinh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2014 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1835 W. Orangewood Ave. Suite 102, Orange, CA 92868RIA
BD
CRD#: 16164
Orange, CA
Current
March 29, 2014 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1835 W. Orangewood Ave. Suite 102, Orange, CA 92868RIA
BD
CRD#: 16164
Orange, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(3/25/2014)
RR
California(6/20/2014)
RR
Nevada(8/8/2025)
IAR
North Carolina(7/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
