Maximilian Cavallo

NORTHBRIDGE WEALTH MANAGEMENT

TEANECK, NJ 07666

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CRD#: 6275554

Professional summary

Maximilian Cavallo, who also goes by Max S. Cavallo, Max Cavallo, Maximilian Sebastian Cavallo, Maximilian S. Cavallo, is a registered financial advisor currently at NORTHBRIDGE WEALTH MANAGEMENT LLC located in Teaneck, New Jersey.

Maximilian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Maximilian has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 86, Series 87, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Max S. Cavallo | Max Cavallo | Maximilian Sebastian Cavallo | Maximilian S. Cavallo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximilian Cavallo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2026 - Present

NORTHBRIDGE WEALTH MANAGEMENT LLC

Office #1: 31 Hillside Ave, Teaneck, NJ 07666

RIA

CRD#: 339816

TEANECK, NJ

Past

September 15, 2022 - April 2, 2025

NEEDHAM & COMPANY, LLC

RIA

CRD#: 16360

Teaneck, NJ

Past

September 15, 2022 - April 2, 2025

NEEDHAM & COMPANY, LLC

CRD#: 16360

NEW YORK, NY

Past

November 30, 2020 - October 6, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Paramus, NJ

Past

November 26, 2020 - October 6, 2022

MORGAN STANLEY

CRD#: 149777

Paramus, NJ

Past

November 22, 2019 - November 5, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 17, 2014 - November 4, 2019

U.S. SECURITIES, INTL. CORP.

CRD#: 11238

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 2/11/2023

Securities Trader Exam

General Industry/Product Exam

Series 86

Date: 12/23/2022

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 9/19/2022

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/14/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/11/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2015

General Securities Principal Examination

Current Firm

NORTHBRIDGE WEALTH MANAGEMENT LLC

CRD#: 339816 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/12/2026 Approved)

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Contact information

Main Address

31 Hillside Ave, Teaneck, NJ 07666

Mailing Address

Phone number

(917) 969-9065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maximilian Cavallo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximilian Cavallo's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEEDHAM & COMPANY, LLC

NEEDHAM & COMPANY, LLC

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

U.S. SECURITIES, INTL. CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2020

Series 63

Date: 4/7/2014

Series 57TO

Date: 2/11/2023

Series 86

Date: 12/23/2022

Series 87

Date: 9/19/2022

SIE

Date: 10/1/2018

Series 7

Date: 3/14/2014

Series 4

Date: 9/11/2023

Series 24

Date: 10/15/2015

Current Firm

NORTHBRIDGE WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

NORTHBRIDGE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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