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KA

Kimberly D. Adams

Some features on this profile are disabled
CRD#: 6275391
KA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kimberly Deauna Adams, who also goes by Kim Adams, Kimberly Decuna Adams, was a registered financial professional .

Kimberly is a previously registered financial professional and started their career in finance in 2014. Kimberly had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kim Adams | Kimberly Decuna Adams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
URSULINE ACADEMY POSITION: Employee NATURE: Sport Coach/Referee; INVESTMENT RELATED: No; NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 OUTSIDE OF TRADING HOURS; START DATE: 08/01/2019 ADDRESS: 1106 Pennsylvania Ave., Wilmington DE 19806, United States DESCRIPTION: Coaching children from the ages of 6-14. Scope of responsibilities do not go outside of training and recruiting athletes and coaches. EC POWER VOLLEY BALL POSITION: Employee NATURE: Sport Coach/Referee INVESTMENT RELATED: No; NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 OUTSIDE OF TRADING HOURS; START DATE: 11/01/2018 ADDRESS: PO Box 458, Drexel Hill PA 19026, United States DESCRIPTION: Coaching children from the ages of 10 to 18. Scope of responsibilities do not go outside of training and recruiting athletes and coaches.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 14, 2023 - November 5, 2025

FS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 145244
PHILADELPHIA, PA
Past

August 7, 2019 - March 20, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
NEWARK, DE
Past

August 7, 2019 - March 20, 2023

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
NEWARK, DE
Past

December 6, 2018 - March 22, 2019

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
MCLEAN, VA
Past

August 18, 2014 - August 13, 2018

CAPITAL ONE ADVISORS, LLC

RIA
CRD#: 136865
WILMINGTON, DE
Past

May 27, 2014 - August 13, 2018

CAPITAL ONE INVESTING, LLC

BD
CRD#: 45744
WILMINGTON, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/18/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/27/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/22/2016
General Securities Principal Examination

Current Firm

FI
FS INVESTMENT SOLUTIONS, LLC
FS INVESTMENT SOLUTIONS, LLC | FS2 CAPITAL PARTNERS, LLC

CRD#: 145244 / SEC#: , 8-67718

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
201 Rouse Boulevard, Philadelphia, PA 19112
Mailing Address
201 Rouse Boulevard, Philadelphia, PA 19112
Phone number
(215) 495-1150
Established
Delaware since 07/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FRANKLIN SQUARE HOLDINGS, LPSOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC
DETWILER, ELIZABETH CAMILLAGENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER4361137
GAGLIOTI, ENRICO SALVATOREPRESIDENT2649966
PAGNOTTA, CHRISTOPHER VINCENTCHIEF COMPLIANCE OFFICER4418522
SCARPATI, GERARDFINOP/CFO, PFO2313132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

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