Aaron M. Buck

PATRIOT INVESTMENT MANAGEMENT GROUP

Knoxville, TN 37932

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CRD#: 6275091

Professional summary

Aaron Matthew Buck, CFP® is a registered financial advisor currently at PATRIOT INVESTMENT MANAGEMENT GROUP INC located in Knoxville, Tennessee.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Aaron has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Matthew Buck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

December 16, 2022 - Present

PATRIOT INVESTMENT MANAGEMENT GROUP INC

Office #1: 9721 Cogdill Road Suite 101, Knoxville, TN 37932

RIA

CRD#: 112155

Knoxville, TN

Past

May 16, 2022 - December 15, 2022

NORTHSTAR INVESTMENT ADVISORY LLC

RIA

CRD#: 315965

Knoxville, TN

Past

April 7, 2021 - April 11, 2022

FACET

RIA

CRD#: 285961

Knoxville, TN

Past

December 11, 2018 - May 4, 2021

BROGAN FINANCIAL

RIA

CRD#: 133623

KNOXVILLE, TN

Past

October 2, 2017 - November 14, 2018

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

KNOXVILLE, TN

Past

October 2, 2017 - November 14, 2018

THE INVESTMENT CENTER, INC.

CRD#: 17839

KNOXVILLE, TN

Past

July 28, 2015 - October 2, 2017

SSN ADVISORY, INC.

RIA

CRD#: 126090

KNOXVILLE, TN

Past

July 2, 2015 - October 2, 2017

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD#: 112155 / SEC#: 801-55500

RIA

Registered Investment Advisory firm - (5/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2015

General Securities Representative Examination

Current Firm

PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD#: 112155 / SEC#: 801-55500

RIA

Registered Investment Advisory firm - (5/20/1998 Approved)

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Contact information

Main Address

9721 Cogdill Road Suite 101, Knoxville, TN 37932

Mailing Address

Phone number

(865) 777-2479

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATRIOT INVESTMENT MANAGEMENT GROUP INC ADV BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	4,182
AUM (Assets Under Management)	$ 1,686,856,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron M. Buck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Matthew Buck's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR INVESTMENT ADVISORY LLC

FACET

BROGAN FINANCIAL

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

PATRIOT INVESTMENT MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/2/2015

Current Firm

PATRIOT INVESTMENT MANAGEMENT GROUP INC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATRIOT INVESTMENT MANAGEMENT GROUP INC

TRUST BUT VERIFY

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