John M. Cunningham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Cunningham IV, who also goes by John Michael Cunningham, John Michael Cunningham IV, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2013. John had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2014 - December 12, 2014
CABOT LODGE SECURITIES LLC
December 23, 2013 - June 23, 2014
INLAND SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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