Steven P. Poirier
Professional summary
Steven Paul Poirier, who also goes by Steven P. Poirier, is a registered financial advisor currently at GREENROCK ASSET MANAGEMENT LLC located in Seattle, Washington.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Paul Poirier's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2020 - Present
GREENROCK ASSET MANAGEMENT LLC
Office #1: 110 Lakeside Ave, Suite I, Seattle, WA 98122September 27, 2019 - June 18, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
September 27, 2019 - June 18, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
July 26, 2018 - October 1, 2019
PRUCO SECURITIES, LLC.
February 20, 2016 - October 1, 2019
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2020)
Exams
Series 7TO
Date: 12/28/2019
General Securities Representative ExaminationCurrent Firm
GREENROCK ASSET MANAGEMENT LLC
CRD#: 310089 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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