Robert B. West

MIDWEST FINANCIAL MANAGEMENT

Catoosa, OK

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CRD#: 6274861

Professional summary

Robert Burel West II, who also goes by Robert West, is a registered financial advisor currently at MIDWEST FINANCIAL MANAGEMENT, LLC located in Catoosa, Oklahoma.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert West

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) B&D ENTERPRISES, INC. 1110 N 169TH E AVE, TULSA, OK 74116 - HOLDING COMPANY FOR BUSINESSES - PRESIDENT SINCE 7/2017 - ANALYZE BUSINESSES FOR ACQUISITION - APPROX 1 HR/MO - COMPENSATED BY BUSINESS PROFITS 2) MIDWEST FINANCIAL MANAGEMENT LLC 650 S.CHEROKEE, CATOOSA, OK 74015 - DBA FOR FINANCIAL BUSINESS - OWNER/PRESIDENT SINCE 4/2017 - APPROX 4 HRS/MO - FEE/COMMISSIONS BASED COMPENSATION 3) CATOOSA BOARD OF EDUCATION 2000 S. CHEROKEE CATOOSA, OK 74015 - CLERK OF THE BOARD SINCE 4/2014 - REVIEW TEACHER AGMTS, ETC. - APPROX 2 HRS/MO - NO COMPENSATION 4) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 390 N ORANGE AVE STE 750 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 4/2017 - APPROX 160 HRS/MO - FEE BASED COMPENSATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Burel West II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2021 - Present

MIDWEST FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 315738

Catoosa, OK

Past

April 10, 2017 - August 25, 2021

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

TULSA, OK

Past

April 10, 2017 - August 25, 2021

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

TULSA, OK

Past

April 7, 2014 - March 24, 2017

EDWARD JONES

RIA

CRD#: 250

CATOOSA, OK

Past

January 21, 2014 - March 24, 2017

EDWARD JONES

CRD#: 250

CATOOSA, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(9/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2014

General Securities Representative Examination

Current Firm

MIDWEST FINANCIAL MANAGEMENT, LLC

CRD#: 315738 / SEC#:

Oklahoma

Registered Investment Advisory firm - (9/27/2021 Approved)

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Contact information

Main Address

Catoosa, OK

Mailing Address

Phone number

(918) 284-5793

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 2,680,530

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. West

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Burel West II's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDWEST FINANCIAL MANAGEMENT, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2014

Current Firm

MIDWEST FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIDWEST FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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