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PS

Patrick M. Sullivan

FOUNDATIONAL FINANCIAL ADVISORS
Indianapolis, IN 46260
Some features on this profile are disabled
CRD#: 6274835
PS

Professional summary

Patrick Myers Sullivan, CFP®, who also goes by Sullivan Myers Patrick, is a registered financial advisor currently at FOUNDATIONAL FINANCIAL ADVISORS, LLC located in Indianapolis, Indiana.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sullivan Myers Patrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Patrick M. Sullivan is an attorney licensed in the state of Indiana, Indianapolis, IN, he spends more than 50% of his time on this activity. Mr. Sullivan is also a licensed insurance agent in the state of Indiana, Indianapolis, IN, he spends less than 25% of his time on this activity. Patrick Sullivan is also a member of Echelon Board for Salvation Army, a volunteer position that is not industry related. He spend less than 5% of his time on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Myers Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

August 9, 2018 - Present

FOUNDATIONAL FINANCIAL ADVISORS, LLC

Office #1: 9247 N. Meridian St. Suite 125, Indianapolis, IN 46260
RIA
CRD#: 297840
Indianapolis, IN
Past

August 16, 2016 - January 3, 2018

FINANCIAL PLANS & STRATEGIES, INC.

RIA
CRD#: 123793
GREENWOOD, IN
Past

January 26, 2015 - December 18, 2015

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
GREENWOOD, IN
Past

November 12, 2014 - December 18, 2015

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
GREENWOOD, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(8/9/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/18/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2014
General Securities Representative Examination

Current Firm

FF
FOUNDATIONAL FINANCIAL ADVISORS, LLC
FOUNDATIONAL FINANCIAL ADVISORS, LLC

CRD#: 297840 / SEC#:

Indiana
Registered Investment Advisory firm - (8/9/2018 Approved)
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Contact information

Main Address
Indianapolis, IN
Mailing Address
Phone number
(317) 441-5844
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 1,789,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOUNDATIONAL FINANCIAL ADVISORS, LLC

CRD#: 297840Indianapolis, IN 46260

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