AC
Alexander N. Casella
HORNOR, TOWNSEND & KENT
Hamden, CT 06514
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CRD#: 6274777
AC
Professional summary
Alexander Nicola Casella, who also goes by Alex Casella, Alexander N Casella, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Hamden, Connecticut.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Casella | Alexander N Casella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: CONCORD WEALTH MANAGEMENT | POSITION HELD: AGENT | ADDRESS: 375 Mather St, Suite 5, Hamden, CT, 06514 | START DATE: 8/24/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 2) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: THE MONTAGNO INSURANCE AGENCY | POSITION HELD: AGENT | ADDRESS: 344 ROBBINS STREET WATERBURY STATE: CT 06708 | START DATE: 8/24/2022 | NATURE OFACTIVITY: PROPERTY/CASUALTY INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, FOR P& C INSURANCE 3) SOCCER OFFICIAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 90 GAIL COURT NORTHFORD STATE CT 06472 | START DATE: 8/24/2022 | NATURE OF ACTIVITY: REFEREE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SPORTS OFFICIATING & TRAINING (SOCCER). 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: CASELLA & ASSOCIATES | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 90 GAIL COURT NORTHFORD CT 06472 | START DATE: 8/24/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY .IN ADDITION SALE AND SERVICE OF A&H DISABILITY AND LTC, ANNUITIES 5) ITALIAN AMERICAN YOUTH FOUNDATION INCOME | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: PO BOX 602 NORTH HAVEN CT 06473 | START DATE: 8/24/2022 | NATURE OF ACTIVITY: COMMUNITY ORGANIZATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: GENERAL MEMBER ATTEND MEETINGS AND PARTICIPATE IN CHARITABLE FUNDRAISERS & COMMUNITY SERVICES EVENTS. 6) THE NORTH BRANFORD ROTARY CLUB | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: GENERAL MEMBER | ADDRESS: NATAZ RESTAURANT 280 BRANFORD RD CT 06471 | START DATE: 8/24/2022 | NATURE OF ACTIVITY: COMMUNITY SERVICES ORGANIZATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND GENERAL MEMBER MEETINGS AND PARTICIPATE IN CHARITABLE FUNDRAISERS & COMMUNITY SERVICES EVENTS 7) PROPERTY & CASUALTY REFERRAL INSURANCE BROKERAGE (TRAGER REZNITSKY INSURANCE) POSITION: Referral Partner for Property and Casualty Insurance toTrager Reznitsky Insurance? only. NATURE: Prop/Casualty Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/31/2024 ADDRESS: 90 Gail Court, Northford CT 06472, DESCRIPTION: Home and Auto Insurance Referrals toTrager Reznitsky Insurance Only.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Nicola Casella's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexander Nicola Casella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 375 Mather St Suite 5, Hamden, CT 06514RIA
BD
CRD#: 4031
Hamden, CT
Current
May 17, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 375 Mather St Suite 5, Hamden, CT 06514RIA
BD
CRD#: 4031
Hamden, CT
Past
September 21, 2016 - April 19, 2018
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
GUILFORD, CT
Past
January 4, 2016 - September 21, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
HAMDEN, CT
Past
May 15, 2015 - January 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HAMDEN, CT
Past
March 28, 2014 - April 1, 2015
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
WILTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/1/2023)
RR
California(1/25/2024)
RR
Connecticut(9/18/2023)
IAR
Connecticut(10/6/2023)
RR
District of Columbia(1/24/2024)
RR
Florida(6/6/2024)
IAR
Florida(6/7/2024)
RR
Georgia(2/1/2024)
RR
Mississippi(1/12/2024)
RR
New Hampshire(4/9/2024)
RR
New York(1/12/2024)
RR
North Carolina(2/28/2025)
RR
Ohio(1/25/2024)
RR
Pennsylvania(1/25/2024)
RR
Rhode Island(1/25/2024)
RR
Tennessee(7/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/17/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Hamden, CT 06514TRUST BUT VERIFY
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