Carter Y. Hansard

BARNETT & CO

Chattanooga, TN 37402-4476

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CRD#: 6274717

Professional summary

Carter Y Hansard, CFP®, who also goes by Carter York Hansard, is a registered financial advisor currently at BARNETT & CO INC located in Chattanooga, Tennessee.

Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carter has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carter York Hansard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Y Hansard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 4, 2021 - Present

BARNETT & CO INC

Office #1: 1300 Broad Street Suite 303, Chattanooga, TN 37402-4476

RIA

CRD#: 105867

Chattanooga, TN

Past

March 17, 2021 - August 3, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CHATTANOOGA, TN

Past

March 16, 2021 - August 3, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CHATTANOOGA, TN

Past

August 1, 2016 - February 16, 2021

SYNOVUS SECURITIES, INC.

RIA

CRD#: 14023

CHATTANOOGA, TN

Past

August 1, 2016 - February 16, 2021

SYNOVUS SECURITIES, INC.

CRD#: 14023

CHATTANOOGA, TN

Past

January 13, 2014 - July 6, 2016

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

CHATTANOOGA, TN

Past

December 13, 2013 - July 6, 2016

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

CHATTANOOGA, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNETT & CO INC

BARNETT & CO INC | WWW.BARNETTANDCOMPANY.COM

CRD#: 105867 / SEC#: 801-20295

RIA

Registered Investment Advisory firm - (2/6/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(10/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2013

General Securities Representative Examination

Current Firm

BARNETT & CO INC

BARNETT & CO INC | WWW.BARNETTANDCOMPANY.COM

CRD#: 105867 / SEC#: 801-20295

RIA

Registered Investment Advisory firm - (2/6/1984 Approved)

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Contact information

Main Address

1300 Broad Street Suite 303, Chattanooga, TN 37402-4476

Mailing Address

Phone number

(423) 756-0125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARNETT ADV PART 2A (1/29/2025)

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 174,961,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carter Y. Hansard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Y Hansard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

Primary Firm SEC Registration

BARNETT & CO INC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2014

Series 7TO

Date: 3/31/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2013

Current Firm

BARNETT & CO INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNETT & CO INC

TRUST BUT VERIFY

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